Licences
Axiology operates under two key regulatory licences, ensuring compliance and robust legal standing within the EU financial framework.
Broker Licence*
Axiology is licensed as an Investment Firm within the MiFID (Market in Financial Instruments Directive) framework, granting the right to operate across the entire European Union (EU). This licence enables Axiology to conduct investment activities in line with EU-wide regulatory standards.
*IN PROCESS
Special Permission for DLT Trading and Settlement System Operation*
Axiology has been granted authorisation under Regulation (EU) 2022/858 to operate a DLT-based trading and settlement system across the EU. This regulatory approval ensures Axiology can manage a fully compliant trading and settlement infrastructure within a secure distributed ledger environment.
*IN PROCESS
EU Regulation
DLT Pilot Regime Regulation (EU) 2022/858 establishes an initiative to reshape and modernise capital markets in the EU through the integration of distributed ledger technology (DLT). This regulation enables the development and operation of DLT-based trading and settlement systems, introducing innovative infrastructure solutions while maintaining security, market integrity, and investor protection.
By amending key financial regulations (EU No 600/2014, EU No 909/2014, and Directive 2014/65/EU), this initiative ensures that DLT is seamlessly incorporated into the legal framework, fostering transparency, efficiency, and accessibility across financial markets. Applicable throughout the European Economic Area (EEA), the regulation sets a unified standard, positioning the EU as a global leader in financial innovation.
The initiative represents a bold step forward, creating the foundation for a more efficient and inclusive financial system, reducing barriers, and enabling broader participation in capital markets.